The Series 65 Exam, also referred to as the Uniform Investment Adviser Law Examination, by numerous states for investment professionals to legally provide investment advice to their clients. Individuals who successfully pass the examination can operate as an Investment Advisor Representative.
The test is administered through the Financial Industry Regulatory Authority (FINRA) and may be taken at various locations around the country. Unlike the Series 7 exam, it is not necessary to be sponsored by or employed by an affiliate firm or broker dealer.
Each Series 65 Exam, contains 140 questions, ten of which are pretest questions. To pass the Series 65 Exam you need to correctly answer 72% of the questions. The exam topics are wide ranging and wide-ranging and might include the Investment Advisers Act of 1940, Proxy Voting, Types of Investment Companies, Currency Transaction Reports, and the Securities Acts Amendments of 1975.
Each year lots of people aren't able to pass the Series 65 Exam on their first try. Therefore, you may be thinking that studying for the Series 65 Exam is really a complicated undertaking. However, with some strategy and some good Series 65 study materials, you will definitely pass with flying colors and with less studying than you believe!
Now that you know what the Series 65 Exam is all about why don't you start your successful study of the Series 65 today!
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